Introduction

What is Merchant Banking?

We act as a critical intermediary, guiding corporate clients through complex capital market and strategic transactions.

Strategic Financial Partner

We bridge the gap between your capital needs and market opportunity, providing advisory on complex legal and regulatory paths.

SEBI Regulation & Compliance

As a **Category I Merchant Banker**, we maintain strict compliance standards, ensuring every transaction adheres to SEBI rules.

Strategic Advisory and Structuring

Our advisory services focus on proactive planning and optimization helping clients navigate complex market dynamics and achieve strategic financial goals.

Regulatory Compliance

We commit to diligent compliance with all applicable SEBI regulations, Companies Act, 2013, and any other relevant statutes, rules or regulations.

Solutions

Comprehensive Capital Market Solutions

Our expertise spans the full spectrum of merchant banking activities, from capital issuance to strategic restructuring.

Equity Capital Markets (ECM)

Guidance on primary and secondary equity issues.

ECM Services — Briefs
IPO service
Initial Public Offering (IPO)

Full-spectrum execution from initial structuring and due diligence to regulatory filings, roadshows, and final listing on stock exchanges, enabling companies to unlock public market potential with confidence.

Rights Issue service
Rights Issue

Facilitate equitable capital infusion by empowering existing shareholders with preferential subscription rights, ensuring transparent processes and enhanced participation to bolster company equity.

Bonus Issue service
Bonus Issue

Advisory on optimal bonus ratios, compliance, and shareholder communication for seamless distribution of free shares.

QIP service
Qualified Institutional Placement (QIP)

Streamlined capital raising from qualified institutional buyers, minimizing dilution while adhering to SEBI guidelines for rapid and efficient funding.

ESOP service
ESOP(s)

Design and implement employee stock plans—scheme drafting, approvals, and ongoing compliance to retain top talent.

Open Offer service
Open Offer

Assist acquirers with takeover‑related open offers—valuation, structuring, due diligence, documentation, and filings.

M&A and Corporate Advisory

Strategic advice on corporate restructuring and inorganic growth.

  • Merger & Acquisition (M&A)
  • Open Offers & Takeovers
  • Demergers & Amalgamations
  • Delisting of Securities
  • Buy Back of Shares
  • Valuations & Fairness Opinions
Disclosure

Public Offer Documents & Track Record

Access key filings for our mandates and view our performance history on capital market transactions.

Name of Issuer Industry DRHP/DP Addendum RHP Abridged Prospectus Prospectus
Alpha Corp Ltd. Software & IT Services View View View View
Beta Industries Inc. Manufacturing & FMCG View View View
Gamma Logistics Co. Transportation & Infra View View

Track Record Summary

Our Capital Market Success

Detailed compliance and performance reports are linked below and in the table above.

View Detailed Track Record
Governance

Our Policies and Investor Relations

Maintaining the highest standards of governance and transparency as mandated by regulatory bodies.

Corporate Policies

Mandatory policies for internal integrity and ethical operations (Enclosed PDFs).

Investor Charter

Important documents detailing investor rights and procedures for various market transactions (Enclosed PDFs).

Redressal

Investor Grievance Mechanism

A transparent and effective channel for addressing all investor complaints in a time-bound manner.

Primary Contact

Mr. Ronak Subhash Jhaveri

Compliance Officer

mbcomplaints@pesb.co.in

+91 – 022 - 35226315

www.pesb.co.in

SCORES Filing

Register and file your complaint directly on the SEBI portal for fast redressal.

Mandatory details:
  • Name, PAN, Address
  • Mobile Number, E-mail ID, Date of Birth
Benefits:
  • Effective Communications
  • Speedy redressal of grievances
SEBI SCORES Portal

Investor Complaints Status

Select a month to view the complaint status PDF (to be uploaded).

PDFs will be linked as they are finalized.